Securities Litigation

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The Investment Loss Recovery Team at Ciklin Lubitz & O’Connell have 75 years of collective experience handling securities matters for institutions and individuals.  Their expertise includes legal and regulatory issues related to broker-dealers, investment advisors, and individual professionals in the financial services industry.

The Investment Loss Recovery Team at Ciklin Lubitz & O’Connell formally represented stock brokers and brokerage firms since the early 1980s.  However, since approximately 2014, the Investment Loss Recovery Team at Ciklin Lubitz & O’Connell has been dedicated to representing individual and institutional investors recover investment losses natioinwide.  The Investment Loss Recovery Team at Ciklin Lubitz & O’Connell handles regulatory issues that arise, whether in arbitration, in state or federal court, or before regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), the Florida Department of Financial Services, or others.

Securities Litigation Matters

The securities department is prepared to counsel or assist market participants in large and complex matters involving:

Annuities Hedge funds Private placements
Bonds Hedging strategies Product cases
Breach of contract Life insurance Promissory notes
Breach of fiduciary duty Managed portfolios Selling away
Derivatives Mutual funds Structured products
Equities Negligence Suitability
ERISA Non-compete agreements Unit investment trusts
Exchange traded funds Options
Fraud Pension benefits

If you are an investor and interested in issues that are in the news, please visit us at www.investment-litigation.com or facebook.com/ciklinlubitz to learn more.

Experienced Florida Securities Attorneys

Partner Jason Haselkorn worked in the securities industry as a licensed general securities representative (Series 7) and securities agent (Series 63) prior to attending law school. Earlier in his career, he served as General Counsel for a regional broker-dealer and SEC-registered investment advisor firm.

Partner Jonathan Butler has over 25 years of experience arbitrating and litigating broker-dealer, investment advisors, and regulatory matters.  He has previous experience handling complex litigation and class action matters.

Partner Charles Pickett litigated several reported cases involving national securities firms that were affirmed on appeal.

Partner Matthew Thibaut also gained securities industry experience with his Series 7 and Series 63 licenses prior to attending law school. He handles common law and statutory claims in connection with investments in common stock, bonds, mutual funds, hedge funds, managed money, alternative investments and structured products. Mr. Thibaut is fluent in Spanish, making him able to assist Spanish speaking clients.

Schedule a Consultation with a Securities Attorney

Contact any of the above partners for a confidential discussion of a potential securities litigation matter in Palm Beach County, or other parts of South or Central Florida.