The securities department at Ciklin Lubitz collectively handles security matters for institutions and individuals. Their expertise includes legal and regulatory issues related to broker-dealers, investment advisors, and individual professionals in the financial services industry.
The securities department at Ciklin Lubitz formally represented stock brokers and brokerage firms since the early 1980s. However, since approximately 2014, the securities department at Ciklin Lubitz has been dedicated to representing individual and institutional investors recover investment losses nationwide. The securities department at Ciklin Lubitz handles regulatory issues that arise, whether in arbitration, in state or federal court, or before regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), the Florida Department of Financial Services, or others.
Securities Litigation Matters
The securities department is prepared to counsel or assist market participants in large and complex matters involving:
|Annuities||Hedge funds||Private placements|
|Bonds||Hedging strategies||Product cases|
|Breach of contract||Life insurance||Promissory notes|
|Breach of fiduciary duty||Managed portfolios||Selling away|
|Derivatives||Mutual funds||Structured products|
|ERISA||Non-compete agreements||Unit investment trusts|
|Exchange traded funds||Options|
Experienced Florida Securities Attorneys
Partner Jonathan Butler has over 25 years of experience arbitrating and litigating broker-dealer, investment advisors, and regulatory matters. He has previous experience handling complex litigation and class action matters.
Partner Charles Pickett litigated several reported cases involving national securities firms that were affirmed on appeal.
Schedule a Consultation with a Securities Attorney
Contact any of the above partners for a confidential discussion of a potential securities litigation matter in Palm Beach County, or other parts of South or Central Florida.